Investment Banking Sponsorship and New Securities Testing
FINRA released Regulatory Notice 17-30 which outlines the changes made to registration and qualification requirements for representatives, effective October 1, 2018. The change that is the most relevant to Burch & Company and to prospective representatives… Read More
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read moreInvestment Banking Sponsorship and New Securities Testing
FINRA released Regulatory Notice 17-30 which outlines the changes made to registration and qualifica
read more