DATES: July 17th through the 19th. Please let us know if you are in the Chicago area or will be attending AM&AA and would like to discuss how Burch & Company’s services can fit into your practice. We will be meeting with M&A Advisors and Intermediaries as well as Private Equity groups while attending … Continue reading "AM&AA The Alliance 2018 Summer M&A Conference"
FINRA released Regulatory Notice 17-30 which outlines the changes made to registration and qualification requirements for representatives, effective October 1, 2018. The change that is the most relevant to Burch & Company and to prospective representatives seeking sponsorship, is the restructuring of current exams, like the Series 79 Investment Banking Representative. There will also be … Continue reading "Investment Banking Sponsorship and New Securities Testing"
FINRA Sponsorship- As a FINRA member firm, Burch & Company regularly receives calls from experienced advisors interested in obtaining a FINRA license which requires sponsorship. Many of these professionals have an idea of which particular license that they would like to be sponsored for based on their work focus. As the licensing landscape has changed … Continue reading "FINRA- Burch & Company Sponsorship for Registration"
DATES: May 8th through the 10th. Please let us know if you are in the Dallas/Ft. Worth area or will be attending M&A Source and would like to discuss how Burch & Company’s services can fit into your practice. We will be meeting with M&A Advisors, Investment Bankers and Intermediaries, as well as Private … Continue reading "2017 M&A Source Spring Conference"
DATES: Feburary 1st through the 3rd. Please let us know if you are in the Las Vegas area or will be attending AM&AA and would like to discuss how Burch & Company’s services can fit into your practice. We will be meeting with M&A Advisors and Intermediaries as well as Private Equity groups while … Continue reading "AM&AA Alliance 2017 Winter Conference"
As an independent broker-dealer, Burch & Company receives inquiries from professionals who specialize in many different sectors of the financial industry seeking a well reputed firm with whom to associate. While there are many different types of activities that require securities licensing, the Investment Banker and Mergers & Acquisitions (M&A) Advisor are the most closely … Continue reading "Series 79 Sponsorship / M&A Licensing"
The Wall Street Journal recently published an article written by Norm Champ, An Iniquitous Raid on Private Equity, on June 28th, 2016, http://www.wsj.com/articles/an-iniquitous-raid-on-private-equity-1467151510, discussing the Securities and Exchange Commission’s (“SEC”) enforcement action against the private equity firm, Blackstreet. Norm Champ, former director of the Division of Investment Management at the SEC (2012-15) wrote, “The agency asserted … Continue reading "Private Equity Regulatory Compliance"
One of the most important events that occurs in the life of a business owner is when they have reached a level of success that allows them to sell their company. This event can be the culmination of decades of hard work and careful planning or a once in a lifetime idea that has manifested … Continue reading "Minimizing Merger & Acquisition Advisors Compliance Risk"
DATES: July 27th and 28th. Please let us know if you are in the Seattle area and would like to discuss how Burch and Company’s services can fit into your practice. We will be meeting with M&A Advisors and Intermediaries as well as Private Equity groups while attending this conference. Our goal is to … Continue reading "ACG Northwest Middle Market Growth Conference 2016 Seattle, WA"
DATES: May 2nd – May 4th. This year’s ACG Intergrowth Conference was very well attended by Investment Banking as well as Private Equity groups. While we do not source M&A Deals, we were able to meet quite a few Private Equity groups whose investment criteria line up with some of the Advisors registered with Burch … Continue reading "ACG Intergrowth- 2016 New Orleans, LA"