We Run the Broker-Dealer

You Run Your Business.

Run your deals, not a compliance department.

Deciding to license with Burch means you can focus on what you do best: servicing your clients. Under our independent contractor model, you maintain all applicable securities licensing to protect the integrity of your business and any resulting client transactions. We serve as the necessary broker-dealer entity and provide you with a dedicated compliance staff. After all, you never set out to run a compliance department. Why start now?

Quick Facts:

Family Owned and Operated Midwest based broker-dealer
Registered in all 50 states and the District of Columbia
Registered with the Securities and Exchange Commission and member of FINRA
Licensing Platform for established middle-market M&A Advisors and Investment Bankers
Licensing Platform for Issuer’s seeking to register/compensate wholesalers and placement agents in institutional raises
No TPS Reports- This is a reference to mindless, pointless paperwork imposed by an inept and uncaring management as used in the 1999 comedic film Office Space

Burch & Company – Independent M&A Broker Dealer from Jessica Pastorino on Vimeo.

Testimonials

"We have worked with Burch & Company since August of 2008 and have nothing but praise for the company and especially the Burch team. They are extremely professional, diligent and always willing to assist in answering questions or providing advice gleaned from their many years of experience. Burch personnel are knowledgeable and creative – and they are very personable and fun to work with. When asked to recommend a broker/dealer we are never hesitant to recommend Burch & Company"

Monte

Fort Wayne, IN

"The Burch professionals have a wealth of knowledge and experience which was extremely helpful to us as we built our new business. Partnering with Burch provided us the ability to commence operations while our Broker Dealer license was in process, which enabled us to earn revenue through the intensive 6 month FINRA new member process. Burch has a comprehensive understanding of the FINRA compliance framework and laid out our obligations relating to it clearly, always providing pragmatic and well thought through advice. It was a pleasure to work with the Burch team who care so much about what they do and the people they are partnering with. "

Former Registered Representative

San Francisco, CA

"When my partners and I formed our firm, we wanted to be able to focus our complete attention on advising our clients. When it came to broker-dealer operations we knew we wanted to outsource this important function if we could find a firm that truly understood the M&A process and investment banking business model. After meeting with several broker-dealers that were unconvincing as to their understanding of our business model, we were delighted to discover Burch & Company. From the inception of the relationship we felt that the associates at Burch were our partners. They, of course, make sure we are compliant and current on regulatory trends and at the same time were very helpful in guiding a proper outcome for our various engagement documents and follow on documentation within the transaction process. The team at Burch has been professional, prompt with their reviews, and always available to us. I, personally, could not be more pleased with our relationship. It has allowed us to focus on our clients while Burch manages our compliance and broker dealer operations which was fundamental element in our original partnership model."