| M&A Licensing
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Creating a FINRA licensed broker/dealer is a process that involves not only advanced testing for Principals of such firm,
but also Net Capital requirements, ongoing management, costs and extensive compliance requirements to run such firm. Burch & Company’s
M&A Licensing Division offers Investment Bankers and Middle-Market Intermediaries a solution to the securities licensing
obstacles they may be facing.
- Burch & Company, Inc. is an established FINRA broker/dealer, registered in all 50 states and the District of Columbia.
By providing our registered broker/dealer platform, Investment Bankers and M&A Intermediaries may obtain their individual
securities licenses under our existing umbrella.
- Burch provides M&A professionals the required broker/dealer
sponsorship for the Series 79, 62, 7 and 63 examinations.
To learn more about the licensing process and to access updated resources such as licensing overviews, recent court cases,
and conference information, please head to our blog: Burch
M&A Blog
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| Broker-Dealer Consulting Services |
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Burch & Company, Inc. can assist clients in the registration process of forming
and owing their own broker-dealers. We also are equipped to provide registered FINOP and continuing compliance services,
if required.
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| Specializing
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| M&A Intermediary Licensing |
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